The Ronald H. Filler Institute for Financial Services Law presents:


  • Robert Cook, President and CEO, Financial Industry Regulatory Authority (FINRA)


  • The Honorable Hester Peirce, Commissioner, U.S. Securities and Exchange Commission (SEC)


  • Thomas Sexton, President and CEO, National Futures Association (NFA)


  • The Honorable Dawn Stump, Commissioner, U.S. Commodity Futures Trading Commission (CFTC)


In discussion about current issues facing the global financial industry


Discussion will be moderated by:


  • Professor Emeritus Ronald Filler


  • The Honorable Scott O’Malia, Former CFTC Commissioner and currently the President and CEO of the International Swaps and Derivatives Association (ISDA)


  • The Honorable Jill Sommers, Former CFTC Commissioner and currently a Partner at Patomak Global Partners